Job Description

Location – Bangalore

Contract – 6 months

Shift timing – 06:00 AM to 03:30 PM and 01:30 pm to 10:30 (rotational shift)

  • Trade life cycle
  • Settlement Knowledge
  • Trade booking knowledge
  • Excellent communication skills

Prime Brokerage Operations support the firm’s sales, trading and other business activities and has diverse responsibilities, including: 

  • Making sure transactions are settled and recorded correctly
  • Ensuring that all operational risks are recognized and managed
  • Developing and maintaining strong relationships with Client Service team.
  • Continually seeking opportunities for improvement and delivering innovative solutions

An opening has become available in the Prime Brokerage Operations team based in Bangalore. This team supports a variety of functions including the pre-settlement activities for Equity and Fixed income trades executed by Clients Global Prime brokerage clients in the Far East markets.

The role encompasses the control monitoring & follow-up of Pre-matching of trades based on Settlement status in internal systems and liaising with internal stakeholders and/or external brokers to ensure unmatched issues are resolved in a timely manner allowing for smooth settlement.

  • Control Monitor and follow up for unmatched trades with internal teams or external parties.
  • Serve as an escalation point of contact with counterparties and other operations groups to resolve unmatched issues.
  • Daily interaction with Prime Brokerage Client Services Rep / Account Managers as well as Clients across different geographical locations and provide latest updates to them on the unmatched issues, for clients covered by them.
  • Review unmatched trades in Clients global systems and take appropriate action. Add pre-matching notes and codes so that Prime Brokerage Client Service Reps or Clients can take necessary action to ensure the trade is matched with counterparty.
  • Resolution of Settlement queries from external counterparties, Prime Brokerage Client Service Reps or Settlements teams.
  • Escalation to team manager of any risk or client issues

The ideal candidate will be/have:                                               

  • Quick learner, detail-oriented and a flexible team player who is prepared to work in a fast paced and deadline driven environment.
  • Ability to work with colleagues in offshore locations, maintain communication and build rapport with these colleagues
  • Ability to provide high levels of client service
  • Excellent verbal and written communication skills
  • Great Initiative, Proactiveness, and ability to multi-task, prioritize and manage daily workflow
  • Strong problem solving skills
  • Strong analytical and interpersonal skills
  • Preferably with people management/coaching skillset