Job Description

Job Description


Job Title: Regulatory Advisory Support

Location: Mumbai



  • Specific/ mandatory skills: KYC/AML
  • Experience range: 4-5 years
  • Work from Home at present (Yes/No): atleast 2 days from office is expected
  • Contract duration – 4 months (1st Mar 2023)



The Anti-Money Laundering team in the India supports Bank businesses across all AML relevant Bank India group entities to ensure AML/CFT related processes and controls are in place and conform to internal Bank policies and all applicable local laws and regulations.


The position reports to the Country Anti Money Laundering Officer, India.


The AML Officer’s responsibilities include:

  • To have through understanding of KYC and AML regulatory framework and reflect that into day to day advisory, due diligence and performing control programs;
  • To develop and ensure compliance on local KYC policies, based on the KYC Policy - Bank Group and further local regulatory requirements;
  • Advisory to business on matters concerning to KYC Policy – Bank Group, divisional KYC policies and local regulatory requirements, and provide respective sign-offs;
  • Perform enhance due diligence on new and existing clients escalated to AML Compliance as per policy framework and provide required guidance / sign offs / escalate as per escalation matrix.
  • Track and follow up with conditions imposed on certain client relationships
  • Follow up with business on the status of Regular and Event Driven Reviews and obtain relevant information on the status of Regular and Event Driven Reviews;
  • Perform controls including those under the Global AML Controls Program and perform quality assurance checks on AML/KYC processes and controls across business divisions and entities.
  • Liaise with respective stakeholders / client on-boarding teams and ensure timely response to regulatory / investigating authorities queries concerning to KYC/AML Matters.
  • Assist the Country AML Officer for carrying out all the AML roles and responsibilities across Bank India group as required from time to time.
  • Ensure adherence to standards, procedures and also identify risk mitigants wherever there is a control issue.


Essential Skills:

  • AML-related knowledge skills and experience gained in a compliance role within a financial institution or regulator, preferably with expertise in India.
  • Understanding of investment banking and securities products and services.
  • Strong analytical and problem-solving skills.
  • Attention to detail.
  • Performance orientation.
  • Excellent interpersonal and communication skills.
  • Ability to perform well under pressure.
  • Ability to work independently and as a team.


Education / Qualifications Required:

  • Degree qualified
  • Relevant AML or related certifications (desirable)
  • (CAMS, CFE, IntDipAML)


Language Required:

  • Excellent proficiency in written and verbal English required.