Job Description


Job Description 


Job Title- Regulatory Operations Analyst

Location- Bangalore



  • Top 3 mandatory skills: Swift MT types handling with Transaction screening knowledge with relevant experience
  • Preferred skills: Good communication skills, analytical skills, flexible
  • Open to consider fresher candidates (Yes/No): No
  • Experience range: Min 1 year
  • Project duration: 6 – 8 months
  • Shift timings: Rotational shift + weekend support
  • Number of days work from office: As of now Hybrid model


Your key responsibilities


  • Support the RTB team lead in protecting from legal, regulatory, and reputational risk with regard to business involving sanctioned entities and / or countries.
  • Ensure diligent review and confirmation of transactions that require escalation to a Level 2 investigator and decide on these in full compliance with the applicable Sanctions regulations and the bank’s policies and procedures.
  • Execute internal control checks as defined in the KOP documentation and Embargo control framework documents governed by AFC Sanction & Embargo.
  • Support any applicable reporting obligations to the competent authorities with respect to transaction handling.
  • Convert timely the update of the relevant embargo lists in respective filtering systems – implement the data to central and decentralized tools in GT and Operations.
  • Support CoC Regulatory Filtering team on the adoption of new clients


Your Key Accountabilities

RTB focus

  • Primarily review stopped messages and take a decision on them (either pass or investigate), based on limited set of rules provided and maintained by AFC.
  • Record rationale for decision from pre-defined set of options.
  • Seek feedback from more senior investigators/reviewers, where their decisions fail the four-eye control.
  • Provide support feedback loop and filter optimization by identifying repeat mismatches to propose Good Guys.
  • Use user access privileges only for authorized purposes; actively safeguard sensitive and confidential information.

CTB focus

  • Supports TSMO / AFC related change projects
  • Supports remediation actions owned by TSMO / AFC

Your skills and experience

  • Sanctions and Regulatory Filtering
  • SWIFT Message Format and Fields
  • SWIFT Payment Flow
  • SEPA Message Structure and Payment Flow
  • MS Office (MS Excel, Word and Outlook)
  • Proficient in e mail communication
  • Good communication skills (Written & Verbal)
  • Ability to support rotational shifts
  • Ready to support on weekends