Job description :-
Perform document gap analysis by self-sourcing and reviewing available documentation. Evaluating information available publically or through vendors for India jurisdiction.
Liaise with sales/client teams to obtain and validate correct documentation
Process AML/CDD by enriching onboarding requests in the system of record and performing enhanced due diligence as required
Support creation of key business metrics
Liaise with internal departments to support KYC issues - Involvement in ad hoc projects for new processes or industry initiatives
Participate in remediations, internal/external Audits Requirements
Control focused mindset and good understanding of regulatory and reputational risks ( knowledge of SEBI requirements a plus)
Ability to work under pressure in a dynamic team environment.
Ability to liaise with all levels of the firm and people with different experiences and backgrounds.
Collaborate closely with business partners to onboard client locally and regionally