Job Description

Company Profile



Client is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.


As a market leader, the talent and passion of our people is critical to our success.  Together, we share a common set of values rooted in integrity, excellence and strong team ethic.  Client can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.



Department Profile


The India Equity Branch Ops team supports the India IED broking business - Equity Sales & Trading business. The Equity Ops team supports both primary and secondary markets on 2 Exchanges in India. India is an ID market with significant complexity and regulatory reporting requirements. Ops resources are required to have good knowledge of regulations, market practices, coordinate with traders, setup and manage client relationships, work on exchange applications to monitor margins and collaterals, coordinate with Exchanges, Agent Banks for operational issues, Performing activities like Trade Booking, sending confirmations, perform regulatory reporting, work with GCM on primary market deals, do processing and settlement as per local requirements etc.


Background on the Team


The Team actively works with India IED desk and performs all the functions right from account opening to settlement of trades. The team also works with the GCM team on primary market deals like IPOs, FPOs, OFS, QIPs.

The team coordinates across various departments like Legal & Compliance, FCG, Tax department, risk team in their day to day functioning. The team interacts with clients based in different regions, local custodian banks

Primary Responsibilities


  • Equity Trade Settlements for India Market
  • Knowledge of Depository System is a must - NSDL
  • Collateral/ Margins Management
  • Coordinate with Risk/ Client Relationship teams
  • Accounting Knowledge up to balance sheet preparation
  • Ability to understand accounting breaks and resolving them


Good to Have

  • Trade Booking (Trade bookings, trade confirmations, exchanging the confirmations on system applications etc)
  • Communicating with the Traders, Custodians, Clients and ensuring that the trade is booked timely and accurately
  • Regulatory Reporting on BSE & NSE (NSE OTR, CP/CLD)



Skills required (essential)


  1. Strong customer service focus, interpersonal and communication skills
  2. Good Team-player
  3. Ability to absorb information and learn quickly
  4. Sound Technical knowledge
  5. Exhibit a strong sense of urgency, accountability, ownership
  6. Being Accurate, Taking Initiatives
  7. Well conversant with Equity market rules and regulations preferred
  8. Knowledge of Exchange Regulations
  9. Knowledge of Primary market processes like IPOs, OFS, QIP etc.



Skills desired


  1. Experience in client servicing
  2. Excellent verbal and written communication skills
  3. Ability to work under pressure with strict timelines
  4. Ability to handle critical situations
  5. Good interpersonal skills
  6. Strong Control focus
  7. Good knowledge of MS Office