Job Description

General:

 

As, part of the business management team, the APAC Risk Lead would focus on the risk and controls domain. In that capacity the candidate would be responsible for representing ERFT regional participation in regulatory exams, audits, surveys, internal audits and targeted assessments and application governance and controls. Another key aspect of this role would be identifying, raising and driving the remediation of issues including SIAIs, AIAs, LRMs, JDIs and ERPs. The candidate would be required to interact with key stakeholders including finance, GIS, CTO, regional LMTs, audit and compliance.

Primary Skill

MySQL

Secondary Skill

Tertiary Skill

Required Skills

Candidates will have previous experience within a Risk, Compliance, Audit or Regulatory role,

Identify issues and/or control improvements for remediation

Ability to understand complex matters, anticipate risks, and summarize key information

High attention to details and strong organizational skills

Strong written and verbal communication skills

Self-starter with excellent anticipation skills, problem solving; follow-up

Demonstrate dependability and ability to act with a sense of urgency

Ability to work well under pressure in a fast paced / complex environment, adapt to unexpected events, prioritize and multi-task in a deadline driven environment

Desired Skills

Act as an ambassador of the risk culture

Exercise full leadership and ownership on Audit & Exam team performance including timeliness of deliverables, quality of coordination & reporting

Manage Audit & Exam engagement, process and response, ensure proper governance and protocol is followed; assist with approach to responses, research and tracking for timely submission

Manage Regulatory & Risk Assessments and Survey reporting, regular and off-cycle Regulatory requests. Ensure adequate reporting governance, challenge data sanity and approach; track timely submission

Ability to engage and collaborate with people in all levels of the organization

Demonstrate ability to think strategically and execute tactically

 

 

India specific deliverables:

 

Quarterly Reg submissions for RBS Tranche 1 and Cyber KRI. 

Annual regulatory statutory audits for Audit Trail Requirements,

IT General Controls and IT Access Controls for entities. 

India Master Direction on IT Governance, Risk & Controls & Assurance Practices,

RBI ADSF Scan mandate and bi-annual testing requirement for critical applications,

RBI Advisory Digest Control Consolidation,

Bi-annual Cyber Security Audit and System Audit