Job Description

1. Contract Duration

6 months

2. Location

Mumbai

3. Shift Time

11.30 to 8.30

4. Years of experience required

1 to 2 Years

5. Must to have skills

1. Good Communication , Excel ,Outlook, Product knowledge (Equity).

2. Trade operations background

3. Finance Industry

 

 

6. Good to have skills

Experience in Financial service industry 

Candidates from compliance

7. WFO/Hybrid

Hybrid

8. Laptop (Yes/No for WFH)

if needed yes 

9. Acceptable Notice Period

Immediate to 60 days 

10. Mode of interview 

In person & Zoom as applicable 

 

Registrations team is in charge of handling regulatory license applications and registrations for individuals across various regions, ensuring fit and properness, and having the appropriate license(s) to carry out relevant business activities regulated by regulators and handling continuous professional training matters

Primary Responsibilities

 

  • Analyzing, filing, maintaining, and updating qualification, and employment for all prospective and current employee
  • Maintaining records for all registered employees of the Firms serviced
  • Perform periodic review and analysis of departmental process, procedures and policies
  • Demonstrate strong client-relations skills and ability to partner with business and control functions to develop practical solutions that meet business needs while remaining compliant with applicable laws and regulations
  • Provide advice and training to employees regarding licensing, examination requirements and continuous professional training matters

Experience

  • University degree and/or professional qualification preferably in Accounting, Law, Finance or Business
  • The ideal candidate will have 2+ years professional experience in Registrations and Licensing at a financial institution

Skills and Qualities

  • Experience in resolution of issues.
  • Good communication skills – written and oral.
  • Have excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units
  • Knowledge of licensing requirements in other jurisdictions advantageous
  • Experience in conducting fit and proper checks related to licensing and registrations
  • Possess strong analytical / reasoning skills
  • Be able to handle highly confidential information professionally and with appropriate discretion
  • Have the ability to use various PC, MS Office and internet applications
  • Have the ability to effectively handle a fast paced environment and successfully meet established deadline requirements
  • Be self-motivated and must have the ability to work independently

  Coverage

  • Monday to Friday from 11:30 am to 08:30PM India time with flexibility on standard working hours for time sensitive matters (may including India Public Holidays).
  • Periodic calls with EMEA internal clients

 

 

 

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