Job Description

Job Description

 

Title: Divisional Risk and Control Analyst

Location: Mumbai

 Note:

  • Specific/ mandatory skills: Good understanding of Non-Financial Risk with banking domain background.
  • Experience range: 3-7 years
  • Open to considering fresher candidates (Yes/No): Yes
  • Open to considering relocation/ non-local candidates (Yes/No): Yes
  • Contract duration: 8 months
  • Shift timings: 11am till 8pm
  • Number of days work from office: Minimum 3 working days. Preferable 5 working days.

 

Description

 Your key responsibilities

  • Level 1 governance forums  - Run various level 1 governance forums and assist with production, review, enrichment and analytics tasks for these  meetings . These include 1LOD Surveillance meetings, Primary Dealership, Competitive bid, Large Transaction review, Brokerage), Trade Capture Exception forums, NFRC pack for ExCo, Barrier forums, London Remote supervision meetings, etc.
  • Trader Mandates- Assist with maintaining trader mandates the business, review trader mandate breaches and exception reports.
  • Proactively manage trader mandates, review trader mandate Breaches and ensuring timely closure with adequate resolution support to the desk.
  • Benchmark Controls for the business (Review of large trades, Role register, Benchmark inventory, KOP, etc) 
  • Navigator control (customer complaints, COI, NPA triplet breach)
  • Manage all aspects of Front Office Operational risk including operational and financial integrity issues, Self-Identified Issues, Audit Findings, Compliance testing findings, etc.
  • Liaision with Desk heads and DCO on various level 1 controls
  • Provide analytical support to the BCU team and senior management decision making.

 

Your skills and experience

  • MBA in Finance from a premier institution with relevant experience
  • 3-7 years work experience in banking domain working on regulatory projects/ operational risk management.
  • Strong interpersonal and excellent verbal and written communication skills. Experience in conducting and driving meetings with senior stakeholders.
  • Strong computer skills, particularly in dealing with high volume of data, management of databases and Excel. Advanced exposure to Word and Powerpoint is must
  • Strong analytical skills and ability to formulate clearly and present information in a compelling manner
  • Confident to question the status quo business practice / existing control framework
  • Knowledge of Trade Lifecycle of FIC Products (front to back) would be an added advantage

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