Job Description
Description of Role
The individual will be responsible for regulatory reporting exception management, cross asset reconciliations and metrics. The individual will be interacting with multiple operations stakeholders and technology teams within the organisation for break investigation and to identify the root cause and subsequent resolution.
The individual will be part of a regulatory control team for which the key roles and responsibilities are:
- Perform investigation on SFTR reporting along with material economic terms reconciliation and governance & metrics.
- Exception management of industry reconciliation requirements like Inter TR.
- Continuous focus on deep dive and fixing on multiple upstream and downstream system issues to keep breaks minimum.
- Improving efficiency and control of process and overall reporting framework.
- Work closely with technology partners to analyse root causes and ensure fixes are delivered on time.
- Sample testing of reporting and monitoring of late and accuracy metrics.
- Work with Change the bank on remediation plans ensuring relevant action owners deliver and all stakeholders are informed.
- Take personal responsibility for enhancing processes and mitigating risk in controls.
- Make sure you are clear in communication and appropriately escalate risks emerging out of controls
- Ability to work in a vendor supported environment.
Skills and Experience
We are looking for a resourceful and dedicated candidate who can deliver solutions in line with strategic initiatives and disseminate information to senior management and stakeholders.
Required
ü Experience in handling control processes and sample testing.
ü Ability to interact and influence effectively at all levels of the organization
ü Strong relationship management skills and the ability to manage conflict
ü Expertise in the trade lifecycle and the various downstream user requirements of trade and financial data
ü Control and Risk focus
ü Excellent written and verbal communication skills and confidence to lead meetings
ü Self motivated with a strong sense of ownership and accountability for tasks and people
ü Ability to multi-task and work in a fast pace environment
ü Detail oriented and ability to adhere to strict timelines
1.Years of exp – 2+
2.Contract duration – 6 months
3.Shift timing – 1.30 pm to 10.30 pm IST
4.WFO/Hybrid - Hybrid
5.Location - Mumbai
6.Must have skillset – Reg Reporting, Communicational, Excel
7.Good to have skillset – SFTR Regulatory Reporting, Alteryx
