Job Description

Title: Regulatory Operations Analyst

Location: Bangalore

Positions: 2

 

Note:

· Specific/ mandatory skills: - good communication and any Regulatory experience is added advantage.

· Experience range: - 2-3 yrs

· Open to considering fresher candidates (Yes/No): yes if open for new learnings

· Open to considering relocation/ non-local candidates (Yes/No): flexible

· Contract duration: 8 months

· Shift timings: EMEA hrs

· Number of days work from office: initially 3 days and might go upto 5 days work

· Preference of hiring only diversity candidates (Yes/No): flexible

 

Description:

The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as M II”. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities and F responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in support terms of building out reports, macros etc.

 

Your key responsibilities

· Performing and/or managing various exception management functions across reporting for all asset classes, across multiple jurisdictions

· Ensure accurate, timely and completeness of reporting

· Working closely with our technology development teams to design system solutions, the aim to automate as much of the exceptions process a

· Liaising with internal and external teams to propose developments to the current architecture in order to ensure greater compliance with Regul

· improved STP processing of our reporting across all asset classes

· Perform root cause analysis or exceptions with investigation & appropriate escalation of any signi cant issues found through testing, rejection

· stream to senior management to ensure transparency exists in our controls

· Ability to build and maintain effective operational process and prioritise activities based on risk.

· Clear communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.

· Documentation of BI deliverables.

· Support the design of data models, reports and visualizations to meet business needs.

· Develop end-user reports and visualizations

 

Your skills and experience

· 2- 7 year’s work experience within an Ops role within nancial services.

· Graduate in Science/Technology/Engg./Mathematics.

· Regulatory experience (MIFIR, EMIR, Dodd Frank, Bank of England etc.) is preferred

· Preferable experience in Middle O ce/Back O ce, Reference Data and excellent in Trade Life Cycle (At least 2 asset Classes – Equities, Credit

· Commodities)

· Ability to work independently, as well as in a team environment

· Clear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner.

· Ability to identify and prioritize multiple tasks that have potential operational risk and p/l impact in an often high-pressure environment

· Experience in data analysis with intermediate/advanced Microsoft O ce Suite skills including VBA.

· Experience in building reports and BI analysis with tools such as SAP Business Objects, Tableau, QlikView etc.

· Advanced SQL Experience is preferred.