Job Description

The individual will have diverse responsibilities, including but not limited to: -

• Monitoring of various exceptions to highlight potential disclosure obligations across Asia Pacific.
• Working to tight daily deadlines
• Building a detailed understanding of each exception type, allowing accurate filings to made to the regulator.
• Building knowledge of security transactions and various product types.
• Acquiring an intricate knowledge of firm systems, data sources and processes, building the ability to question data integrity.
• Close communication with dedicated compliance team.
• Identification and implementation of process improvements
• Providing support to other members of the team.

 

Skills Required: -

The ideal candidate may have: -

• Strong academic background
• Proficient in Excel (e.g. formulas, pivot tables) and other windows-based software (e.g. Word, Power Point)
• Strong analytical, organizational and documentation skills
• Excellent verbal and written communication abilities
• Exhibit a strong sense of urgency, accountability, and ownership.
• Highly motivated self-starter with multi-tasking abilities
• Team-player
• Ability to prioritize functions and tasks.
• Has the ability to absorb information and learns quickly.
• Innovative and creative – challenges the existing processes and status quo.
• Excellent inter-personal skills

Skills Desired: -

• Diversified financial services product knowledge.
• Proficient in Microsoft Office

 

Skills Proficiency: Intermediate

 

Shift time:

7.30 am to 4.30 pm